u/Latter-Syrup-101

I finally completed the hat trick yesterday.

Easier than the Kaplan practice/final tests. First 10 questions felt like series 7, 20 I had to guess and the rest I could identify the answer or reason on it. Here are some suggestions from others that helped me:

I read the book, I’m not good at memorizing everything. I would ask myself why is this important, or how would I use this? That was like a third of the exam. Deen, Ken and Brian have wonderful videos that explain why laws are in place.

Here are the most common topics that I found on the exam: Balance sheet, Analytical (Capm, discount method for bonds, preferred and common stock, Future/Presemt Value…), when a BD, Agent, IA or IAR needs to register (TestGeek has great notes on this that you can purchase), Administrator authority.

The last two days before the exam I took Ken‘s brutal exam and listened to Deen’s mighty 90. In fact, I listened to Deen’s mighty 90 video once a week just to remind myself of the main concepts of the exam. I hope this helps.

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u/Latter-Syrup-101 — 9 days ago