I work as an Ops Admin / Assistant to a CFP that is moving to LPL. We mostly work with investment clients, but have some insurance clients as well. He has an old MML book of business, and we will be leaving New York Life / NYLSEC / Eagle Strategies. I myself currently have my Life/Health Insurance License, and I am working on my SIE, 66, and 7 exams after the transition.
My role is mainly systems / operations focused. The CFP conducts all client meetings, I handle any paperwork, reports, new account openings, suitability, client data, daily operations, client transactions, etc.
He is meeting with LPL this week and wants to know if I have any questions for them.
What would you recommend I ask about before we fully move over?
u/EclecticSheep2 — 7 days ago